FINRA takes enforcement of its regulations seriously, even when an alleged violation is unlikely to cause harm to clients. In two recent examples, the financial regulator fined and suspended brokers for actions related to their own private accounts. Are brokers...
The Practice Of Law Is A
Relationship Business
Month: September 2021
Four lawyers from Zinober Diana & Monteverde P.A. Included in the 2022 Editions of The Best Lawyers of America® and Best Lawyers: Ones to Watch in America
ZDM is proud to announce that four of our attorneys have been recognized by Best Lawyers® for 2022. Co-founders Fred Zinober and Tom Diana were both selected for inclusion in the 28th Edition of The Best Lawyers of America®. Kali Sinclair and April Zinober are listed...
What will the SEC do about cryptocurrency?
The United States Securities and Exchange Commission (SEC) is still trying to figure out just how to handle cryptocurrency. Is it a security subject to regulation or something else? If it is subject to regulation, what will those regulations look like and how will...